Capital and transactions for small and mid caps.
Equity and debt, bonds, dual listings, share-backed lending and M&A – from a single source, with direct access to institutional investors and a platform that makes every mandate transparent.
- Listed companies onlyListed companies up to approx. EUR 500m market cap – too small for large banks, too complex for single-product boutiques.
- One readiness check for everythingEvery mandate starts with the same check – we find the red flags before investors do.
- Institutional investorsFunds, family offices, banks and private debt providers – curated in the ALPENTA Fundbook.
Eight product lines covering the capital needs of listed companies.
Growth, refinancing, succession or acquisition: we structure the transaction, bring the right capital providers to the table and lead it through to closing.
Equity
Capital increases, private placements, rights issues. We structure the deal and provide investor access; public placement runs through our bank partners.
Debt
Bank loans, private debt, mezzanine – for refinancing, working capital and growth.
Bonds
New issues, tap issues and exchange offers, together with bond arrangers from our network.
M&A
Buy-side, sell-side and delistings. From target screening and valuation to signing and closing – including acquisition financing.
Dual listing / Uplisting
A broader investor base and segment changes, coordinated with listing partners and designated sponsors.
Share-backed lending
Liquidity for major shareholders without selling – arranged with Lombard and share lending providers.
IPO support
Readiness, equity story and investor access for the IPO. The issuing bank leads.
Special situations
Covenant breaches, bond restructurings – together with experienced restructuring advisors.
Full Service or Self Service – you decide how much we take on.
Both models run on ALPENTA Connect and include a ticket to the Capital Conference.
Full Service
A bespoke mandate – we lead the transaction and open up our entire network.
Individual retainer fee, success fee at closing and equity participation (shares, warrants or options) – set out in the engagement letter.
- Individual retainer fee, linked to deliverables at each stage
- Success fee at closing
- Equity participation: up to 50 % of the success fee in shares, warrants or options
- Readiness check, one-pager, prospectus check, data room
- AI-assisted due diligence with reports per workstream
- Presentation and 1:1 meetings at the Capital Conference
- Negotiation through signing and closing
- 1 ticket to the Capital Conference included
Self Service
The platform for your own process – you lead, we support.
Platform licence from EUR 5,000, depending on scope and term.
- Onboarding to ALPENTA Connect incl. KYC and readiness quick check
- Your own data room with teaser and DD sections
- Invite your own investors with onboarding support from Alpenta
- Q&A and request lists on the platform
- Optional add-on: introductions from the Alpenta network
- 1 ticket to the Capital Conference included
| Comparison | Full Service | Self Service |
|---|---|---|
| Platform, data room, Q&A | ● | ● |
| AI-assisted due diligence | ● | ● |
| Invite your own investors (with onboarding support) | ● | ● |
| Matchmaking by the Alpenta deal team | ● | – |
| Access to the entire Alpenta investor network | ● | optional |
| Active investor outreach and scheduling | ● | – |
| Presentation at the Capital Conference | ● | – |
| Negotiation and closing | ● | – |
| Conference ticket | 1 | 1 |
Indicative; the actual terms are set out in the engagement letter. Fees paid in shares are disclosed to investors.
Five stages, each with a clear deliverable.
Track your mandate on the platform at any time – with a traffic light for each stage.
- 01DD readiness
Review of financials, legal, tax, governance and capital market obligations. Result: readiness score and action list.
- 02One-pager & equity story
Anonymous teaser, investment highlights, key figures and use of proceeds – based on published information.
- 03Prospectus check
Clarifying whether a prospectus, a key information sheet or an exemption applies – together with your legal counsel.
- 04Data room
Two tiers: a teaser room for approved investors, the DD room only after NDA or wall-crossing.
- 05Negotiation & closing
Investor outreach, meetings, term sheet, negotiation through signing and closing.
The ALPENTA Fundbook – institutional investors for listed companies.
One profile per investor with hard facts, investment criteria and base conditions. Mandates only reach the investors that really fit.
Equity
- Small and mid cap equity funds
- Family offices
- Asset managers & private banks
- Private equity (PIPE, take-private)
- Strategic investors
Debt
- Banks (corporate and acquisition finance)
- Private debt funds & direct lenders
- Bond investors
- Lombard and share lending providers
For investors: join free of charge
Create your own profile – sectors, regions, equity or debt, ticket size and base conditions. Once verified, you receive matching mandates as anonymous teasers and an invitation to the conference. Free of charge for investors.
- Sectors & regions
- Equity / debt
- Ticket size min – max
- Market cap
- Investment style & holding period
- Base conditions
ALPENTA Connect
The platform covers every mandate end to end. Each role sees only what it needs; confidential content is released only after NDA or wall-crossing.
Go to login- Mandate room
- Workstreams with status, deadlines and approvals.
- Data room
- Teaser and DD rooms, access log per document.
- Fundbook & matching
- Investors by instrument, ticket, sector and region.
- AI due diligence
- Request lists, reports per workstream, Q&A.
The showcase for our mandates.
Once a year in Germany: mandated listed companies meet institutional investors and family offices from Europe, the Middle East, Asia and the US – with presentations, 1:1 meetings and a closed investor dinner. Only clients who have passed the readiness check present.
Only with an active mandate and approved materials.
Institutional, verified, free of charge by invitation.
Banks, sponsors, arrangers – as sponsors and exhibitors.
Let’s talk about your capital needs.
We treat your enquiry confidentially. Please only share publicly available information through this form – inside information is discussed only after inclusion in the insider list.